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Roberto Carlos Escobar

Nylife Securities LLC

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About Roberto Carlos Escobar

Roberto Carlos Escobar is a financial advisor currently registered with Nylife Securities LLC. Roberto has been in the securities industry for a little over a year and has a strong track record of success. Roberto holds a Series 63 license, along with Series 6TO and SIE. He is also registered in seven states including Connecticut, Florida, Maryland, New Jersey, New York, Pennsylvania and Texas. Roberto is committed to providing his clients with the highest level of service and expertise.

Firm Information

Roberto Escobar is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roberto Escobar’s Registration & Firm History

NJ

05/13/2021 - Present

Nylife Securities LLC (SADDLE BROOK NJ)

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Licenses & Designations

BC

Issued 09/25/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Roberto Carlos Escobar. Review regulatory record here.
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