Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Araujo is a financial professional with experience in the financial services industry. Roberto currently works at Morgan Stanley & Co. LLC. Roberto holds Series 79TO and SIE licenses. Roberto's previous experience includes working for BOFA SECURITIES, INC. in Chicago, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/11/2023 - Present
Morgan Stanley & Co. LLC (Los Angeles CA)
IL
09/03/2019 - 05/03/2021
BOFA SECURITIES, INC. (CHICAGO IL)
BC
Issued 10/04/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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