Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Arturo Guardiola-diaz is a registered representative with MML Investors Services, LLC. Roberto has been in the securities industry since March 16, 2001. Roberto is licensed to sell securities in Puerto Rico. Roberto is also a Series 6 Registered Representative. Roberto has held previous positions with Lincoln Financial Securities Corporation, Walnut Street Securities, Inc., AXA Advisors, LLC and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
PR
08/31/2011 - Present
MML Investors Services, LLC (SAN JUAN PR)
PR
06/04/2008 - 04/29/2011
LINCOLN FINANCIAL SECURITIES CORPORATION (SAN JUAN PR)
CA
02/16/2000 - 05/03/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
09/17/1996 - 01/19/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/17/1996 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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