Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Rodriguez is a financial advisor who has been in the industry since 2002. Roberto is currently registered with Principal Securities, Inc. and has been with the firm since 2023. Prior to that, Roberto worked at Fidelity Brokerage Services LLC, Nationwide Investment Services Corporation, T. Rowe Price Investment Services, Inc., TD Ameritrade, Inc. and Charles Schwab & Co., Inc. Roberto provides financial planning, pension consulting and educational seminars. Roberto is also a registered investment advisor in Florida and has passed both Series 7 and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
04/18/2023 - Present
Principal Securities, Inc. (WINDERMERE FL)
FL
08/12/2022 - 03/15/2023
FIDELITY BROKERAGE SERVICES LLC (ALTAMONTE SPRINGS FL)
OH
08/29/2018 - 05/24/2022
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
MD
07/29/2015 - 06/08/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
FL
08/13/2014 - 03/23/2015
TD AMERITRADE, INC. (ALTAMONTE SPRINGS FL)
FL
01/23/2006 - 04/30/2014
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
TX
09/28/2000 - 07/06/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 07/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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