Unclaimed
Roberto Antonio Martinez is a financial advisor with over 20 years of experience in the industry. Roberto currently works as a Registered Representative with Steward Partners Investment Advisory, LLC. Roberto has a strong background in various financial services, including investment advisory, brokerage, and trading. Roberto holds several licenses and certifications, including Series 6, 7, 24, 31, 52, 53, 63, 65, and 79. Roberto is registered to provide investment advice and securities services in multiple states. Prior to joining Steward Partners Investment Advisory, LLC, Roberto worked with Raymond James Financial Services, Inc., Prospera Financial Services, Inc., Lincoln Financial Advisors Corporation, and Cobra Trading, Inc.. Roberto specializes in providing financial planning, investment management, and other related services to individuals, high net worth individuals, corporations, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/20/2021 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
TX
12/20/2021 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)
TX
04/12/2018 - 12/20/2021
PROSPERA FINANCIAL SERVICES, INC. (DALLAS TX)
TX
12/10/2021 - 12/10/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)
TX
09/27/2017 - 04/06/2018
COBRA TRADING, INC. (CARROLLTON TX)
TX
05/10/2011 - 03/15/2017
LINCOLN FINANCIAL ADVISORS CORPORATION (DALLAS TX)
NC
09/14/2009 - 02/03/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
02/27/2006 - 02/03/2011
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
12/19/2003 - 12/19/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/19/2002 - 07/31/2003
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
NY
10/29/1999 - 06/27/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
05/05/1998 - 09/22/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 11/5/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/7/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/17/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 3/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/2/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 8/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 5/4/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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