Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Antonio Martinez is an active investment advisor representative with Steward Partners Investment Advisory, LLC. Roberto has been in the industry since 1999 and has a wide range of experience in financial planning, portfolio management, and pension consulting. Roberto is registered in 53 states and holds several securities licenses, including Series 7, 6, 31, 24, 52, 53, 63, 65, and SIE. Prior to joining Steward Partners, Roberto was an advisor at Raymond James Financial Services, Inc., Prospera Financial Services, Inc., Cobra Trading, Inc., and Lincoln Financial Advisors Corporation. Roberto is committed to providing his clients with personalized financial advice and strategies that are tailored to their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
12/20/2021 - Present
Steward Partners Investment Advisory, LLC (NEW YORK NY)
TX
12/20/2021 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)
TX
04/12/2018 - 12/20/2021
PROSPERA FINANCIAL SERVICES, INC. (DALLAS TX)
TX
12/10/2021 - 12/10/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)
TX
09/27/2017 - 04/06/2018
COBRA TRADING, INC. (CARROLLTON TX)
TX
05/10/2011 - 03/15/2017
LINCOLN FINANCIAL ADVISORS CORPORATION (DALLAS TX)
NC
09/14/2009 - 02/03/2011
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
02/27/2006 - 02/03/2011
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
12/19/2003 - 12/19/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
06/19/2002 - 07/31/2003
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
NY
10/29/1999 - 06/27/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
05/05/1998 - 09/22/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 11/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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