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Roberto Antonio Martinez

Steward Partners Investment Advisory, LLC

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About Roberto Antonio Martinez

Roberto Antonio Martinez is a financial advisor with over 20 years of experience in the industry. Roberto currently works as a Registered Representative with Steward Partners Investment Advisory, LLC. Roberto has a strong background in various financial services, including investment advisory, brokerage, and trading. Roberto holds several licenses and certifications, including Series 6, 7, 24, 31, 52, 53, 63, 65, and 79. Roberto is registered to provide investment advice and securities services in multiple states. Prior to joining Steward Partners Investment Advisory, LLC, Roberto worked with Raymond James Financial Services, Inc., Prospera Financial Services, Inc., Lincoln Financial Advisors Corporation, and Cobra Trading, Inc.. Roberto specializes in providing financial planning, investment management, and other related services to individuals, high net worth individuals, corporations, businesses, and charitable organizations.

Firm Information

Roberto Martinez is currently registered with Steward Partners Investment Advisory, LLC. Steward Partners Investment Advisory, LLC is an investment advisor with 354 registered representatives and 254 licensed agents. The firm has a total of 45203 accounts under management with assets totaling $20,433,200,577. Steward Partners Investment Advisory, LLC provides financial planning, pension consulting, selection of other advisors, and portfolio management for individuals. The firm also offers other advisory services including financial consulting. They serve a variety of client types including charitable organizations, corporations or other businesses, high-net-worth individuals, individuals other than high-net-worth, pension and profit sharing plans, and state or municipal government entities.
Steward Partners Investment Advisory, LLC

140 E. 45TH STREET

NEW YORK, NY 10017

$20.43B

Assets Under Management

21,758

Total Clients

356

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting

Financial consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roberto Martinez’s Registration & Firm History

NY

12/20/2021 - Present

Steward Partners Investment Advisory, LLC (NEW YORK NY)

TX

12/20/2021 - 05/27/2022

RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)

TX

04/12/2018 - 12/20/2021

PROSPERA FINANCIAL SERVICES, INC. (DALLAS TX)

TX

12/10/2021 - 12/10/2021

RAYMOND JAMES FINANCIAL SERVICES, INC. (DALLAS TX)

TX

09/27/2017 - 04/06/2018

COBRA TRADING, INC. (CARROLLTON TX)

TX

05/10/2011 - 03/15/2017

LINCOLN FINANCIAL ADVISORS CORPORATION (DALLAS TX)

NC

09/14/2009 - 02/03/2011

UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)

CA

02/27/2006 - 02/03/2011

LPL FINANCIAL LLC (SAN DIEGO CA)

CA

12/19/2003 - 12/19/2005

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

CA

06/19/2002 - 07/31/2003

CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)

NY

10/29/1999 - 06/27/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

MA

05/05/1998 - 09/22/1999

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

IA

Issued 11/5/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/7/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 5/17/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 3/22/2006

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 1/2/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 8/13/1999

Series 7 - General Securities Representative Examination

BC

Issued 5/4/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roberto Antonio Martinez.
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