Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberto? Claim Your ProfileRoberto Angel Tapia del valle is a registered investment advisor in North Carolina and California. Roberto has over 2 years of experience in the financial industry. He holds the Series 79TO, Series 63, and SIE exams. Roberto is currently employed with Intrepid Investment Bankers LLC. Previously, Roberto was employed with BMO Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/30/2024 - Present
Intrepid Investment Bankers LLC (Charlotte NC)
IL
08/12/2022 - 02/23/2024
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
BC
Issued 08/09/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Roberto Tapia del valle is the right advisor for you? Invested Better is here to help.
