Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberta? Claim Your ProfileRoberta Olson Tucker is a registered representative with Alps Distributors, Inc. based in Denver, Colorado. Roberta has over 10 years of experience in the financial services industry. Roberta is a licensed Series 66, Series 65, Series 63, Series 24, and SIE and Series 7. Roberta was previously employed by JANUS DISTRIBUTORS LLC and INVESCO DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/24/2018 - Present
Alps Distributors, Inc. (Denver CO)
CO
12/03/2012 - 02/10/2017
JANUS DISTRIBUTORS LLC (DENVER CO)
TX
07/29/2008 - 11/06/2012
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 09/25/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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