Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberta? Claim Your ProfileRoberta Oldenborg is a financial professional with over 30 years of experience in the industry. Currently registered with Wells Fargo Clearing Services, LLC, Roberta has a strong track record of success in the financial services industry. She holds several professional licenses, including Series 7, 9, 10, 14 and 24. Roberta is also a registered representative and a principal in the state of New Jersey. Her prior experience includes a position with Cazenove Incorporated, where she worked for over a decade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
12/20/2002 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NY
05/22/1990 - 07/19/2002
CAZENOVE INCORPORATED (NEW YORK NY)
BC
Issued 11/12/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2007
Series 14 - Compliance Officer Examination
BC
Issued 11/24/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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