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Roberta Montes

Osaic Wealth, Inc.

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About Roberta Montes

Roberta Montes is an Investment Advisor Representative with Osaic Wealth, Inc., a firm headquartered in Scottsdale, Arizona. Roberta has been in the securities industry since June 2006. Roberta is registered with the state of California to provide both investment advisory and brokerage services. Roberta received her Series 63 and Series 65 licenses and has experience in insurance sales and financial planning.

Firm Information

Roberta Montes is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roberta Montes’s Registration & Firm History

CA

01/19/2024 - Present

Osaic Wealth, Inc. (SAN FRANCISCO CA)

CA

06/13/2006 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 06/09/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/26/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roberta Montes.
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