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Roberta M Wagner

Citizens Securities, Inc.

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About Roberta M Wagner

Roberta Wagner is a financial advisor with Citizens Securities, Inc. Roberta has been in the industry since 2000. Roberta works with individual investors and businesses to help them meet their financial goals. Roberta is registered in the state of New York and has passed the Series 3, 7, 9, 10, 55, 62, 63, 65, 66 and SIE exams. In addition to being a financial advisor, Roberta is also a registered principal at Citizens Securities, Inc. Previously, Roberta was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services LLC, Wall Street Financial Group, Inc., Manning & Napier Investor Services, Inc., Citigroup Global Markets Inc. and Knight Equity Markets, L.P.. Roberta has a long history of working with clients in the financial industry and is committed to providing them with the best possible service.

Firm Information

Roberta Wagner is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roberta Wagner’s Registration & Firm History

PA

08/02/2022 - Present

Citizens Securities, Inc. (MONROEVILLE PA)

NY

10/13/2011 - 08/02/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSFORD NY)

NY

11/21/2008 - 09/13/2011

FIDELITY BROKERAGE SERVICES LLC (ROCHESTER NY)

NY

10/27/2006 - 10/31/2008

WALL STREET FINANCIAL GROUP, INC. (FAIRPORT NY)

NY

09/20/2005 - 10/17/2006

MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)

NY

01/26/2005 - 08/17/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

01/25/2000 - 06/15/2004

KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)

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Licenses & Designations

IA

Issued 11/10/2011

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/09/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/31/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/21/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2013

Series 3 - National Commodity Futures Examination

BC

Issued 04/22/2005

Series 7 - General Securities Representative Examination

BC

Issued 03/09/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/24/2000

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roberta M Wagner.
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