Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberta? Claim Your ProfileRoberta Lynne Matheny is a registered representative with Principal Securities, Inc. Roberta has over 20 years of experience in the financial services industry. Roberta has held previous positions at Alight Financial Solutions, LLC, AllianceBernstein Investments, Inc., J.P. Morgan Institutional Investments Inc., American Century Investment Services Inc., J.P. Morgan Advisors, Inc. and J.P. Morgan Securities Inc.. Roberta is registered in 7 states. Roberta has passed the Series 63, Series 7 and SIE exams. Roberta specializes in providing financial planning, pension consulting, educational seminars and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
10/04/2021 - Present
Principal Securities, Inc. (DES MOINES IA)
IL
02/07/2019 - 09/09/2021
ALIGHT FINANCIAL SOLUTIONS, LLC (CHICAGO IL)
TN
04/07/2014 - 12/10/2018
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NASHVILLE TN)
NY
12/12/2003 - 04/01/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
MO
09/21/2001 - 12/12/2003
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
NY
06/15/2001 - 07/25/2001
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
NY
03/28/2001 - 06/15/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 04/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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