Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberta? Claim Your ProfileRoberta Keating Welsh is an investment advisor representative with LPL Financial LLC. Roberta has been in the financial services industry since January 1985. She has a broad range of experience in the industry having worked for several firms including PURSHE KAPLAN STERLING INVESTMENTS and COMPREHENSIVE FINANCIAL SERVICES, INC. Roberta is registered with the state of California and several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/15/2016 - Present
LPL Financial LLC (LAGUNA WOODS CA)
CA
01/15/2015 - 07/15/2016
PURSHE KAPLAN STERLING INVESTMENTS (Palm Desert CA)
CA
04/04/1990 - 01/27/2015
LPL FINANCIAL LLC (LAGUNA WOODS CA)
NA
01/03/1989 - 04/07/1990
COMPREHENSIVE FINANCIAL SERVICES, INC.
NA
08/01/1988 - 12/31/1988
SOUTHMARK FINANCIAL SERVICES, INC.
NA
01/21/1985 - 08/12/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
07/08/1988 - 08/09/1988
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED
NA
02/19/1986 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 08/01/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/18/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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