Unclaimed
Roberta Joann Harris is a registered representative with TPG Capital BD, LLC, and holds the Series 7TO, Series 24 and SIE licenses. Roberta has been in the industry since April 9, 2024 and is currently associated with TPG Capital BD, LLC's Fort Worth, Texas office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/09/2024 - Present
TPG Capital BD, LLC (FORT WORTH TX)
BC
Issued 05/20/2024
Series 24 - General Securities Principal Examination
BC
Issued 04/09/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
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