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Roberta Jo Tapia-talmich

Wells Fargo Investment Institute, Inc.

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About Roberta Jo Tapia-talmich

Roberta Jo Tapia-talmich is an investment advisor representative with Wells Fargo Investment Institute, Inc. Roberta is licensed in California and Colorado. Roberta has been working in the financial industry since 1991. Roberta has previously worked at WELLS FARGO INVESTMENTS, LLC, DELAWARE DISTRIBUTORS, L.P., PIPER JAFFRAY INC., and PRUDENTIAL SECURITIES INCORPORATED. Roberta is a Series 7, 63 and 65 licensed professional. Roberta specializes in portfolio management for individuals and businesses, selection of other advisors, and publication of periodicals.

Firm Information

Roberta Tapia-talmich is currently registered with Wells Fargo Investment Institute, Inc.. Wells Fargo Investment Institute, Inc. is a Registered Investment Advisor (RIA) headquartered in Charlotte, NC. The firm manages approximately $43.99 billion in assets for clients, including individuals, trusts, businesses, institutions, and charities. The firm's advisory services include portfolio management for individuals and businesses, selection of other advisors, and the publication of periodicals. They also offer a wrap fee program.
Wells Fargo Investment Institute, Inc.

550 SOUTH TRYON STREET

CHARLOTTE, NC 28202

$44.00B

Assets Under Management

3

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roberta Tapia-talmich’s Registration & Firm History

CO

02/18/2022 - Present

Wells Fargo Investment Institute, Inc. (Denver CO)

CA

11/05/2004 - 05/04/2005

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

PA

01/16/2004 - 10/08/2004

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

MN

08/03/1992 - 12/04/1998

PIPER JAFFRAY INC. (MINNEAPOLIS MN)

NY

05/09/1991 - 03/31/1992

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/18/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/01/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/07/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Roberta Jo Tapia-talmich.
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