Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberta? Claim Your ProfileRoberta Jean Simpson is a financial advisor with over 25 years of experience in the industry. Roberta currently works with Ameriprise Financial Services, LLC, a firm with over 100,000 clients and approximately $500 billion in assets under management. Roberta has a broad range of experience working with clients including high net worth individuals, trusts/estates, insurance companies and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/19/2010 - Present
Ameriprise Financial Services, LLC (Sarasota FL)
FL
04/16/2010 - 08/16/2010
GIRARD SECURITIES, INC. (SARASOTA FL)
FL
07/19/2007 - 04/15/2009
GUNNALLEN FINANCIAL, INC (SARASOTA FL)
FL
05/12/2006 - 07/18/2007
BROOKSTREET SECURITIES CORPORATION (SARASOTA FL)
FL
11/15/2005 - 04/13/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
NY
05/06/1997 - 05/10/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/22/1993 - 05/09/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 10/16/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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