Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberta? Claim Your ProfileRoberta James is a financial advisor at Fidelity Personal And Workplace Advisors in Clearwater, FL. Roberta has been in the financial services industry since 2011 and is registered with FINRA and the state of Florida. Roberta holds Series 6, 7, and 66 securities licenses as well as the SIE. Roberta is a dedicated advisor with years of experience in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/13/2020 - Present
Fidelity Personal AND Workplace Advisors (CLEARWATER FL)
FL
07/08/2013 - 01/21/2020
MORGAN STANLEY (TAMPA FL)
PA
05/17/2011 - 02/05/2013
M&T SECURITIES, INC. (YORK PA)
BOTH
Issued 05/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/16/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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