Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roberta? Claim Your ProfileRoberta Fitzgerald is a financial professional with over 16 years of experience in the industry. Roberta is currently registered with Northwestern Mutual Investment Services, LLC. Prior to joining Northwestern Mutual, Roberta worked with LPL FINANCIAL LLC and BANC OF AMERICA INVESTMENT SERVICES, INC. Roberta is licensed in 16 states and holds the Series 6, Series 63 and SIE licenses. Roberta has a strong track record of providing financial advice and investment management services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
04/24/2013 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
CA
01/26/2010 - 12/13/2012
LPL FINANCIAL LLC (TORRANCE CA)
CA
07/18/2006 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (TORRANCE CA)
BC
Issued 08/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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