Unclaimed
Robert Y. Rabinowitz is a securities professional with over 25 years of experience in the industry. Robert currently works at J.h. Darbie & Co., Inc. as CEO. Robert's previous experience includes roles at Trend Trader, LLC and Trade-Well Discount Investing, LLC. Robert is licensed to operate in several states, including California, Colorado, Connecticut, Florida, Missouri, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, and Texas. Robert holds numerous licenses, including Series 3, 4, 7, 14, 24, 27, 53, 55, 57, 63, 65, 66, and 99. In addition to his work at J.h. Darbie & Co., Inc., Robert is also involved in various other businesses, including Wolf A. Popper, Inc., Yada Property Management, Ike Carried Interest Co., LLC, Ike Management, LLC, Ike Partners, LLC, and Macrab LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Subadvisory and solicitations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Subadvisory and solicitations
1
2
NY
07/08/2024 - Present
J.h. Darbie & CO., Inc. (NEW YORK NY)
AZ
07/25/2007 - 08/07/2007
TREND TRADER, LLC (SCOTTSDALE AZ)
CA
01/10/2003 - 02/10/2003
TRADE-WELL DISCOUNT INVESTING, LLC. (SAN DIEGO CA)
NY
01/01/1997 - 08/10/1998
IAR SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 02/26/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/02/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/11/2000
Series 4 - Registered Options Principal Examination
BC
Issued 08/08/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/02/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2008
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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