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Robert Y Rabinowitz

J.h. Darbie & CO., Inc.

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About Robert Y Rabinowitz

Robert Y. Rabinowitz is a securities professional with over 25 years of experience in the industry. Robert currently works at J.h. Darbie & Co., Inc. as CEO. Robert's previous experience includes roles at Trend Trader, LLC and Trade-Well Discount Investing, LLC. Robert is licensed to operate in several states, including California, Colorado, Connecticut, Florida, Missouri, New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island, and Texas. Robert holds numerous licenses, including Series 3, 4, 7, 14, 24, 27, 53, 55, 57, 63, 65, 66, and 99. In addition to his work at J.h. Darbie & Co., Inc., Robert is also involved in various other businesses, including Wolf A. Popper, Inc., Yada Property Management, Ike Carried Interest Co., LLC, Ike Management, LLC, Ike Partners, LLC, and Macrab LLC.

Firm Information

Robert Rabinowitz is currently registered with J.h. Darbie & CO., Inc.. J.h. Darbie & CO., Inc. is a Corporation registered with the SEC and in 46 states. Founded in June 1997, the firm offers advisory services including portfolio management for individuals and selection of other advisors. They also participate in wrap fee programs. They have approximately 9 employees, including licensed agents, investment advisor representatives, and registered representatives. The firm's website is HTTP://WWW.JHDARBIE.COM.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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subadvisory and solicitations

Subadvisory and solicitations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Subadvisory and solicitations

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Robert Rabinowitz’s Registration & Firm History

NY

07/08/2024 - Present

J.h. Darbie & CO., Inc. (NEW YORK NY)

AZ

07/25/2007 - 08/07/2007

TREND TRADER, LLC (SCOTTSDALE AZ)

CA

01/10/2003 - 02/10/2003

TRADE-WELL DISCOUNT INVESTING, LLC. (SAN DIEGO CA)

NY

01/01/1997 - 08/10/1998

IAR SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/26/2024

Series 66 - Uniform Combined State Law Examination

IA

Issued 01/04/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 07/02/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/11/2000

Series 4 - Registered Options Principal Examination

BC

Issued 08/08/1997

Series 24 - General Securities Principal Examination

BC

Issued 07/02/1997

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2008

Series 3 - National Commodity Futures Examination

BC

Issued 09/19/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/24/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Robert Y Rabinowitz. Review regulatory record here.
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