Unclaimed
Robert Xuan Trinh is a financial professional with over 16 years of experience in the industry. Robert is currently registered with Fidelity Brokerage Services LLC. Robert has a strong background in securities, having passed the Series 7, 9, 10, 63 and 66 exams. Robert has a wide range of experience, having previously worked for E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/16/2011 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
GA
07/09/2007 - 08/24/2011
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BOTH
Issued 08/30/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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