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Robert Wonwook Hong

Samuel A. Ramirez & Company, Inc.

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About Robert Wonwook Hong

Robert Wonwook Hong is a financial advisor registered with Samuel A. Ramirez & Company, Inc. Robert has been working in the financial industry since April 1990. He has a Series 7, Series 24, Series 63, SIE, and Series 79TO license. Robert is registered in New York.

Firm Information

Robert Hong is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Hong’s Registration & Firm History

NY

04/16/2009 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NY

10/11/2006 - 05/12/2008

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

09/01/1998 - 06/27/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

06/28/1990 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NJ

01/24/1989 - 07/31/1990

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BC

Issued 12/26/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/29/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Wonwook Hong.
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