Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Wirthwein is an investment advisor representative with HSBC Securities (USA) Inc. located in Beverly Hills, CA. Robert has been in the industry for over 10 years and holds both Series 63 and Series 65 licenses. Robert has experience with Wells Fargo Clearing Services, LLC, and AXA Advisors, LLC and is also a bank officer for HSBC Bank (USA) N.A., engaging in the sale of bank-related products and services. Robert's previous work experience includes roles with Fifth Third Securities, Inc., Wells Fargo Bank NA, and Fremont Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
01/24/2025 - Present
Hsbc Securities (usa) Inc. (BEVERLY HILLS CA)
CA
02/10/2021 - 06/10/2022
WELLS FARGO CLEARING SERVICES, LLC (LOS ANGELES CA)
CA
07/15/2019 - 01/14/2021
HSBC SECURITIES (USA) INC. (San Francisco CA)
CA
08/03/2017 - 02/27/2018
AXA ADVISORS, LLC (SAN FRANCISCO CA)
IN
10/25/2016 - 06/30/2017
FIFTH THIRD SECURITIES, INC. (TELL CITY IN)
IA
Issued 08/18/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Robert Wirthwein is the right advisor for you? Invested Better is here to help.
