Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Wilson Bailey is an investment advisor with over 30 years of experience in the financial services industry. Robert has been registered with Morgan Stanley since June 2009 and has previously held positions at Wachovia Securities, Legg Mason Wood Walker, Merrill Lynch, J.C. Bradford & Co., and The Robinson-Humphrey Company. Robert is a Series 7, Series 3, Series 31, and Series 63 licensed representative and holds the Series 65 license. Robert is also a registered investment advisor in the state of Texas. Robert offers a range of financial services to individual and institutional clients, including asset allocation advice, financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AL
06/01/2009 - Present
Morgan Stanley (Birmingham AL)
AL
11/07/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BIRMINGHAM AL)
AL
09/02/2005 - 11/10/2008
WACHOVIA SECURITIES, LLC (BIRMINGHAM AL)
MD
08/30/2002 - 09/13/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
08/25/1999 - 09/04/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/04/1996 - 08/27/1999
J.C. BRADFORD & CO. (NEW YORK NY)
GA
07/26/1990 - 03/11/1996
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
IA
Issued 10/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/20/1990
Series 3 - National Commodity Futures Examination
BC
Issued 07/25/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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