Unclaimed
Robert Tucker is a financial advisor registered with Stephens. Robert has been a financial advisor for over 50 years and is registered in 27 states. Robert is a Series 7, Series 63, and Series 9 representative. Robert has a history of working for A. G. Edwards & Sons, Inc., Wachovia Securities, LLC, and Stephens Inc. He has a strong track record of providing financial advice to individuals and businesses. Robert has a particular interest in providing financial advice to corporations, individuals, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
04/16/2014 - Present
Stephens (LITTLE ROCK AR)
AR
01/01/2008 - 07/11/2008
WACHOVIA SECURITIES, LLC (LITTLE ROCK AR)
AR
09/12/1972 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LITTLE ROCK AR)
NA
09/01/1972 - 10/07/1972
RANEY SECURITIES COMPANY INC
BC
Issued 06/17/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/1980
Series 4 - Registered Options Principal Examination
BC
Issued 03/08/1979
Series 12 - NYSE Branch Manager Examination
BC
Issued 12/19/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1977
PC - AMEX Put and Call Exam
BC
Issued 08/22/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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