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Robert Williams Tucker

Stephens

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About Robert Williams Tucker

Robert Tucker is a financial advisor registered with Stephens. Robert has been a financial advisor for over 50 years and is registered in 27 states. Robert is a Series 7, Series 63, and Series 9 representative. Robert has a history of working for A. G. Edwards & Sons, Inc., Wachovia Securities, LLC, and Stephens Inc. He has a strong track record of providing financial advice to individuals and businesses. Robert has a particular interest in providing financial advice to corporations, individuals, and pension and profit-sharing plans.

Firm Information

Robert Tucker is currently registered with Stephens. Stephens is a Corporation headquartered in LITTLE ROCK, AR, United States. Founded in 1987, the firm provides a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. Stephens has a strong track record of success with over $14.7 billion in regulatory assets under management and a diverse client base. The firm also operates a wrap fee program and has a strong presence across the United States.
Stephens

111 CENTER ST

LITTLE ROCK, AR 72201

$14.78B

Assets Under Management

180

Total Clients

495

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Robert Tucker’s Registration & Firm History

AR

04/16/2014 - Present

Stephens (LITTLE ROCK AR)

AR

01/01/2008 - 07/11/2008

WACHOVIA SECURITIES, LLC (LITTLE ROCK AR)

AR

09/12/1972 - 01/03/2008

A. G. EDWARDS & SONS, INC. (LITTLE ROCK AR)

NA

09/01/1972 - 10/07/1972

RANEY SECURITIES COMPANY INC

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Licenses & Designations

BC

Issued 06/17/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/01/1980

Series 4 - Registered Options Principal Examination

BC

Issued 03/08/1979

Series 12 - NYSE Branch Manager Examination

BC

Issued 12/19/1978

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/1977

PC - AMEX Put and Call Exam

BC

Issued 08/22/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Robert Williams Tucker. Review regulatory record here.
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