linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert Williams

Noble Capital Markets, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert Williams

Robert Williams is a financial advisor with over 38 years of experience in the industry. Robert is currently registered with Noble Capital Markets, Inc. and has previously been registered with Advisory Group Equity Services LTD., Source Capital Group, Inc., Sterne Agee Financial Services, Inc., Sterne, Agee & Leach, Inc., American Frontier Financial Corporation, H.J. Meyers & Co., Inc., L.C. Wegard & Co., Inc., Hibbard Brown & Co., Inc., Sherwood Capital, Inc., and First Jersey Securities, Inc. Robert holds Series 7, 24, 63, and 65 licenses.

Firm Information

Robert Williams is currently registered with Noble Capital Markets, Inc.. Noble Capital Markets, Inc. is a corporation formed on September 21, 1984. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Williams’s Registration & Firm History

CT

02/04/2021 - Present

Noble Capital Markets, Inc. (Westport CT)

MA

02/21/2017 - 02/02/2021

ADVISORY GROUP EQUITY SERVICES LTD. (READING MA)

CT

09/16/2010 - 04/24/2017

SOURCE CAPITAL GROUP, INC. (WESTPORT CT)

GA

10/11/2002 - 09/22/2010

STERNE AGEE FINANCIAL SERVICES, INC. (ACWORTH GA)

AL

10/19/2000 - 10/11/2002

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

CO

09/16/1998 - 10/19/2000

AMERICAN FRONTEER FINANCIAL CORPORATION (DENVER CO)

NY

11/09/1995 - 10/05/1998

H.J. MEYERS & CO., INC. (ROCHESTER NY)

NY

06/14/1993 - 11/09/1995

L.C. WEGARD & CO., INC. (NEW YORK NY)

NY

05/24/1988 - 06/14/1993

HIBBARD BROWN & CO., INC. (NEW YORK NY)

NA

02/02/1987 - 05/31/1988

SHERWOOD CAPITAL, INC.

NA

05/31/1984 - 01/31/1987

FIRST JERSEY SECURITIES, INC.

Not sure if Robert Williams is right for you?

Licenses & Designations

IA

Issued 08/07/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/08/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/1993

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert Williams. Review regulatory record here.
Not sure if Robert Williams is right for you?