Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert William Urban has been in the financial services industry since 1997. Robert is currently registered with Cetera Advisor Networks LLC as a Broker. Previously, Robert was registered with Ameriprise Financial Services, LLC, LPL Financial LLC, EK Riley Investments, LLC, Morgan Stanley, Morgan Stanley & Co. Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert holds Series 63, Series 65, Series 7, Series 9, Series 10, Series 31 and SIE licenses. Robert has been active in the financial services industry in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/31/2022 - Present
Cetera Advisor Networks LLC (WESTHAMPTON BEACH NY)
NY
12/16/2020 - 06/08/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Westhampton Beach NY)
NY
10/01/2020 - 12/21/2020
LPL FINANCIAL LLC (WESTHAMPTON BEACH NY)
NY
03/19/2018 - 11/06/2020
EK RILEY INVESTMENTS, LLC (Westhampton Beach NY)
NY
06/01/2009 - 03/29/2018
MORGAN STANLEY (RIVERHEAD NY)
NY
05/16/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIVERHEAD NY)
NY
07/18/1997 - 05/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIVERHEAD NY)
IA
Issued 08/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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