Unclaimed
Robert William Straus is an investment advisor representative with Focused Alpha, LLC. Robert William Straus has been in the industry since 1988 and has experience with Charles Schwab & Co., Inc., ICON Distributors, Inc., Meridian Clearing Corp., Salomon Brothers Inc., Kalb, Voorhis & Co., Dean Witter Reynolds Inc., Sanwa - BGK Securities Co., L.P., and Mabon, Nugent & Co. Focused Alpha, LLC is a Registered Investment Advisor firm based in Denver, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/09/2024 - Present
Focused Alpha, LLC (DENVER CO)
CO
05/06/2015 - 01/15/2024
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
CO
01/09/2001 - 03/14/2014
ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)
TX
11/08/2000 - 12/31/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
01/20/1997 - 01/05/2000
MERIDIAN CLEARING CORP. (GREENWOOD VILLAGE CO)
TX
07/31/1995 - 11/15/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
09/03/1994 - 07/27/1995
SALOMON BROTHERS INC. (NEW YORK NY)
NY
06/14/1993 - 08/15/1994
KALB, VOORHIS & CO. (NEW YORK NY)
NY
01/17/1991 - 06/27/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
03/07/1989 - 01/25/1991
SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)
NA
08/25/1988 - 01/25/1989
MABON, NUGENT & CO.
IA
Issued 10/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 12/17/1994
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1994
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
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