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Robert William Straus

Focused Alpha, LLC

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About Robert William Straus

Robert William Straus is an investment advisor representative with Focused Alpha, LLC. Robert William Straus has been in the industry since 1988 and has experience with Charles Schwab & Co., Inc., ICON Distributors, Inc., Meridian Clearing Corp., Salomon Brothers Inc., Kalb, Voorhis & Co., Dean Witter Reynolds Inc., Sanwa - BGK Securities Co., L.P., and Mabon, Nugent & Co. Focused Alpha, LLC is a Registered Investment Advisor firm based in Denver, Colorado.

Firm Information

Robert Straus is currently registered with Focused Alpha, LLC. Focused Alpha, LLC is an investment advisor based in Denver, Colorado, offering financial planning, portfolio management for individuals and businesses, and selection of other advisors. They manage over $306 million in assets for approximately 816 clients. Their services cater to both high-net-worth individuals and individuals other than high-net-worth, including state and municipal government entities. The firm has 3 licensed agents and 4 investment advisor representatives.
Focused Alpha, LLC

1401 LAWRENCE STREET

DENVER, CO 80202

$306.77M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Robert Straus’s Registration & Firm History

CO

01/09/2024 - Present

Focused Alpha, LLC (DENVER CO)

CO

05/06/2015 - 01/15/2024

CHARLES SCHWAB & CO., INC. (Lone Tree CO)

CO

01/09/2001 - 03/14/2014

ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)

TX

11/08/2000 - 12/31/2000

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

CO

01/20/1997 - 01/05/2000

MERIDIAN CLEARING CORP. (GREENWOOD VILLAGE CO)

TX

07/31/1995 - 11/15/1996

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NY

09/03/1994 - 07/27/1995

SALOMON BROTHERS INC. (NEW YORK NY)

NY

06/14/1993 - 08/15/1994

KALB, VOORHIS & CO. (NEW YORK NY)

NY

01/17/1991 - 06/27/1991

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

03/07/1989 - 01/25/1991

SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)

NA

08/25/1988 - 01/25/1989

MABON, NUGENT & CO.

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Licenses & Designations

IA

Issued 10/18/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/09/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 12/17/1994

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/1994

Series 3 - National Commodity Futures Examination

BC

Issued 08/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Robert William Straus.
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