Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert William Sodergren is a financial advisor at Raymond James & Associates, Inc. with over 20 years of experience in the industry. Robert has been registered with FINRA since 2000 and has a strong track record of success in providing investment advice to both individuals and businesses. Robert is a highly experienced advisor with a wide range of expertise. Robert holds Series 4, 7, 9, 10, 24, 55, 57TO and 99TO licenses as well as SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
06/29/2022 - Present
Raymond James & Associates, Inc. (Burlington MA)
MA
04/24/2014 - 07/05/2022
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MA
09/27/2010 - 12/12/2012
J.P. MORGAN SECURITIES LLC (BOSTON MA)
MA
06/08/2010 - 09/16/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALTHAM MA)
MA
10/01/2008 - 04/24/2009
J.P. MORGAN SECURITIES INC. (BOSTON MA)
MA
06/11/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (BOSTON MA)
MA
06/06/2000 - 06/12/2006
BROWNCO, LLC (BOSTON MA)
BC
Issued 06/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2007
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/15/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/05/2002
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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