Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert William Rowell is an investment advisor representative at Emerson Equity LLC based in Redwood City, CA. Robert has over 50 years of experience in the financial services industry. Robert’s experience spans several firms including Whitehall-Parker Securities, Inc., Redwood Securities Group, Inc., Ryan Beck & Co., Gruntal & Co., L.L.C., PaineWebber Incorporated, and Evern Securities, Inc., among others. Robert has held multiple licenses including Series 7TO, SIE, PC, and Series 1. Robert has experience in financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/09/2023 - Present
Emerson Equity LLC (Redwood City CA)
CA
06/24/2008 - 12/31/2022
WHITEHALL-PARKER SECURITIES, INC. (SAN RAFAEL CA)
CA
06/22/2006 - 10/30/2008
REDWOOD SECURITIES GROUP, INC. (SAN FRANCISCO CA)
CA
04/29/2002 - 06/23/2006
RYAN BECK & CO. (SAN FRANCISCO CA)
NY
09/27/2000 - 05/20/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NJ
07/13/1995 - 09/22/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
09/04/1990 - 07/11/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
01/05/1981 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
02/27/1980 - 11/07/1980
MORGAN STANLEY & CO., INCORPORATED
NA
08/31/1977 - 02/27/1980
SHUMAN, AGNEW & CO., INC.
NA
02/09/1967 - 08/16/1977
SHUMAN, AGNEW & CO., INC.
BC
Issued 10/02/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/1967
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1995
PC - AMEX Put and Call Exam
BC
Issued 10/11/1959
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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