Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert William Price has over 54 years of experience in the financial industry, having started in 1968. Currently, Robert William Price is registered with Stifel, Nicolaus & Company, Inc. and has been with the firm since February 2014. Prior to working with Stifel, Nicolaus & Company, Inc. Robert William Price worked with firms like Morgan Stanley, Citigroup Global Markets Inc., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Hornblower & Weeks - Hemphill, Noyes Incorporated. Robert William Price holds a Series 63 and Series 65 license along with 6 product licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/16/2014 - Present
Stifel, Nicolaus & Company, Inc. (CENTER VALLEY PA)
PA
06/01/2009 - 02/27/2014
MORGAN STANLEY (ALLENTOWN PA)
FL
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AMELIA ISLAND FL)
NY
08/03/1981 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/26/1978 - 08/24/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
04/01/1971 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
09/24/1968 - 04/04/1971
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 01/11/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 07/15/1977
PC - AMEX Put and Call Exam
BC
Issued 02/01/1971
Series 000 - General Securities Principal Examination
BC
Issued 09/20/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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