Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert William Maxwell is a financial advisor with Westbury Group LLC in Westport, Connecticut. He is registered with FINRA and has been in the financial services industry since 2003. Robert has a broad range of experience, having previously worked at IRONWOOD CAPITAL LTD. and COMMODORE SECURITIES CORP. He has a variety of licenses and certifications, including Series 7, 24, 28, 63, 79TO, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/03/2005 - Present
Westbury Group LLC (WESTPORT CT)
CT
04/26/2000 - 07/24/2002
IRONWOOD CAPITAL LTD. (AVON CT)
NY
01/25/2002 - 07/09/2002
COMMODORE SECURITIES CORP. (NEW YORK NY)
BC
Issued 09/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/27/2011
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 07/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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