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Robert William Epps

Aegis Investments, Inc.

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About Robert William Epps

Robert William Epps is a financial advisor registered with Aegis Investments, Inc. in Minnesota. Robert has been in the securities industry since 1983. Robert William Epps is also a registered representative of Aegis Investments, Inc., a FINRA-registered broker-dealer, and has held this position since January 1992. Robert William Epps holds Series 6, 7, 22 and 63 licenses. Robert William Epps has 4 product licenses: Securities Industry Essentials Examination, General Securities Representative Examination, Direct Participation Programs Representative Examination, and Investment Company Products/Variable Contracts Representative Examination.

Firm Information

Robert Epps is currently registered with Aegis Investments, Inc.. Aegis Investments, Inc. is a Corporation that was formed on December 7, 1984. The firm is registered in Colorado, Minnesota, New York, South Dakota, Washington, and Wisconsin. They have 1 approved SEC registration and 6 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Epps’s Registration & Firm History

MN

01/03/1992 - Present

Aegis Investments, Inc. (ST LOUIS PARK MN)

WI

10/06/1983 - 12/31/1991

SECURA INVESTMENTS, INC. (APPLETON WI)

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Licenses & Designations

BC

Issued 10/05/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1989

Series 7 - General Securities Representative Examination

BC

Issued 05/09/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/05/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Robert William Epps. Review regulatory record here.
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