Unclaimed
Robert William Epps is a financial advisor registered with Aegis Investments, Inc. in Minnesota. Robert has been in the securities industry since 1983. Robert William Epps is also a registered representative of Aegis Investments, Inc., a FINRA-registered broker-dealer, and has held this position since January 1992. Robert William Epps holds Series 6, 7, 22 and 63 licenses. Robert William Epps has 4 product licenses: Securities Industry Essentials Examination, General Securities Representative Examination, Direct Participation Programs Representative Examination, and Investment Company Products/Variable Contracts Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
01/03/1992 - Present
Aegis Investments, Inc. (ST LOUIS PARK MN)
WI
10/06/1983 - 12/31/1991
SECURA INVESTMENTS, INC. (APPLETON WI)
BC
Issued 10/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
BC
Issued 05/09/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/05/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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