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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Dwyer is a financial professional with over 25 years of experience in the financial services industry. Robert Dwyer is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked at SMITH BARNEY INC., JOSEPHTHAL LYON & ROSS INCORPORATED and CHATFIELD DEAN & CO., INC.. Robert Dwyer is a Series 7, 9, 10, 63 and 65 licensed professional with experience in providing advisory services to a variety of clients including individuals, corporations and institutional investors. Robert Dwyer specializes in providing financial planning, investment management, and retirement planning services to high net worth individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/09/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PUNTA GORDA FL)
NY
01/16/1995 - 04/12/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
09/30/1994 - 01/26/1995
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
CO
02/21/1994 - 04/07/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 05/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/07/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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