Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Duggan is a financial professional with over 10 years of experience in the industry. Currently, Robert is registered with Alps Distributors, Inc. He is a Series 3, 7, 63 and SIE licensed professional, currently registered in all states. Prior to joining Alps Distributors, Inc., Robert worked at Hastings Capital Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/16/2021 - Present
Alps Distributors, Inc. (New York NY)
NY
10/10/2018 - 03/13/2020
HASTINGS CAPITAL GROUP, LLC (NEW YORK NY)
BC
Issued 03/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/05/2013
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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