Unclaimed
Robert William Clayton has been in the financial services industry since April 1995. Robert is currently registered as a Registered Representative with MML Investors Services, LLC. Robert has been licensed to sell securities through MML Investors Services, LLC since June 2023. Robert is also registered as an Investment Advisor Representative with MML Investors Services, LLC. Previously, Robert was with The Investment Center, Inc. and TFS Securities, Inc. Robert holds a Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
06/05/2023 - Present
MML Investors Services, LLC (WALL TOWNSHIP NJ)
NJ
05/02/2018 - 06/13/2023
THE INVESTMENT CENTER, INC. (SPRING LAKE HIEGHTS NJ)
NJ
02/09/1996 - 05/16/2018
TFS SECURITIES, INC. (Spring Lake Heights NJ)
NY
11/01/1995 - 03/19/1996
VTR CAPITAL, INC. (NEW YORK NY)
NY
04/05/1995 - 11/06/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
IA
Issued 03/18/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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