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Robert William Clayton

MML Investors Services, LLC

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About Robert William Clayton

Robert William Clayton has been in the financial services industry since April 1995. Robert is currently registered as a Registered Representative with MML Investors Services, LLC. Robert has been licensed to sell securities through MML Investors Services, LLC since June 2023. Robert is also registered as an Investment Advisor Representative with MML Investors Services, LLC. Previously, Robert was with The Investment Center, Inc. and TFS Securities, Inc. Robert holds a Series 7, Series 63, and Series 65 licenses.

Firm Information

Robert Clayton is currently registered with MML Investors Services, LLC. MML Investors Services, LLC is a Limited Liability Company headquartered in Springfield, MA, formed in January 2011. The firm is registered with the SEC and in 53 states. They provide a range of advisory services including financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and asset allocation programs. MML Investors Services, LLC manages over $72 billion in assets for individuals, high-net-worth individuals, corporations, trusts, foundations, charitable organizations, pension plans, and insurance companies.
MML Investors Services, LLC

1295 STATE STREET

SPRINGFIELD, MA 01111-0001

$72.83B

Assets Under Management

Not reported

Total Clients

6,192

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation programs

Asset allocation programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitors fees

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Robert Clayton’s Registration & Firm History

NJ

06/05/2023 - Present

MML Investors Services, LLC (WALL TOWNSHIP NJ)

NJ

05/02/2018 - 06/13/2023

THE INVESTMENT CENTER, INC. (SPRING LAKE HIEGHTS NJ)

NJ

02/09/1996 - 05/16/2018

TFS SECURITIES, INC. (Spring Lake Heights NJ)

NY

11/01/1995 - 03/19/1996

VTR CAPITAL, INC. (NEW YORK NY)

NY

04/05/1995 - 11/06/1995

L.C. WEGARD & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/18/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/07/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert William Clayton. Review regulatory record here.
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