Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Cartwright is a financial professional with over 50 years of experience in the industry. He has a broad range of experience, having worked for firms such as William Blair & Company, First Mid-America, Dean Witter Reynolds, Dean Witter & Co. and Paine, Webber, Jackson & Curtis, before joining Mesirow Financial. Robert is currently registered with the Financial Industry Regulatory Authority (FINRA), as well as the states of Florida, Illinois, Indiana, Minnesota, New York, Oregon and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
01/19/2010 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
11/09/1983 - 01/27/2010
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
NA
12/18/1980 - 10/31/1983
FIRST MID-AMERICA INC.
NA
02/24/1978 - 01/17/1981
DEAN WITTER REYNOLDS INC.
NA
06/30/1976 - 02/24/1978
DEAN WITTER & CO. INCORPORATED
NA
09/16/1975 - 09/19/1976
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
04/17/1972 - 10/10/1975
BEAR, STEARNS & CO.
NA
06/24/1971 - 05/20/1972
BLYTH EASTMAN DILLON & CO. INCORPORATED
BC
Issued 04/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/03/1988
PC - AMEX Put and Call Exam
BC
Issued 06/11/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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