Unclaimed
Robert William Burns is a registered representative with Equitable Distributors, LLC in New York, NY. Robert has been in the financial services industry since January 9, 1998. Robert has passed the Series 63, Series 7, Series 26 and SIE exams. Robert has also passed the Uniform Investment Adviser Law Examination (Series 65). Robert is registered with the state of Connecticut. Robert was previously registered with Hartford Equity Sales Company Inc. and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/30/2006 - Present
Equitable Distributors, LLC (New York NY)
CT
07/19/2000 - 06/05/2006
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NY
10/08/1996 - 04/16/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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