Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert William Burghart is a financial advisor with over 20 years of experience in the financial services industry. Robert is currently registered with Raymond James & Associates, Inc. and has been with the firm since 2015. Previously, Robert was a financial advisor with Wells Fargo Advisors, LLC, RBC Dain Rauscher Inc., Wachovia Securities, LLC and Prudential Securities Incorporated. Robert is a licensed investment advisor representative and holds a number of industry certifications, including Series 3, 7, 9, 10, 63, and 65. Robert offers a variety of financial services to individual and institutional clients, including financial planning, portfolio management, and retirement planning. Robert is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/02/2017 - Present
Raymond James & Associates, Inc. (SCOTTSDALE AZ)
AZ
10/27/2005 - 10/12/2015
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
AZ
08/20/2004 - 11/04/2005
RBC DAIN RAUSCHER INC. (PEORIA AZ)
MO
07/01/2003 - 08/25/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/02/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/01/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2003
Series 3 - National Commodity Futures Examination
BC
Issued 12/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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