Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert William Beck is a financial professional with over 38 years of experience in the securities industry. Robert Beck has a broad range of experience in financial services and is currently registered with Stifel, Nicolaus & Company, Inc. in the state of Pennsylvania and Texas. He has previously been employed with several other firms including Wells Fargo Clearing Services, LLC, First Union Securities, Inc., First Union Capital Markets Corp., Gruntal & Co., L.L.C., Prudential Securities Incorporated, Lehman Brothers Inc., and Gruntal & Co. Incorporated. Robert Beck holds the Series 63, 65 and 7 licenses. He is also a licensed Investment Advisor Representative in Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/29/2020 - Present
Stifel, Nicolaus & Company, Inc. (CENTER VALLEY PA)
PA
07/25/2001 - 06/03/2020
WELLS FARGO CLEARING SERVICES, LLC (ALLENTOWN PA)
MO
10/01/1999 - 07/24/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
08/20/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
07/10/1996 - 09/01/1999
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
02/25/1992 - 07/08/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/11/1990 - 03/05/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/22/1984 - 10/18/1990
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
Issued 12/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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