Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Wertheimer is a financial professional with over 28 years of experience in the financial services industry. Robert Wertheimer currently works for J.P. Morgan Securities LLC and is registered with FINRA, the state of New York and the state of Texas. Previously, Robert Wertheimer was associated with Domestic Securities, Inc., Pershing Trading Company, L.P., On-Site Trading, Inc., Knight Securities, Inc., National Discount Brokers, and Royce Investment Group, Inc. Robert Wertheimer has passed the Series 7, Series 7TO, Series 55, Series 63, and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/10/2022 - Present
J.p. Morgan Securities LLC (ROCKVILLE CENTRE NY)
NJ
03/25/2002 - 07/03/2002
DOMESTIC SECURITIES, INC. (MONTVALE NJ)
NJ
10/05/1999 - 03/04/2002
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NY
04/12/1999 - 07/23/1999
ON-SITE TRADING, INC. (GREAT NECK NY)
NJ
07/18/1995 - 04/06/1999
KNIGHT SECURITIES, INC. (JERSEY CITY NJ)
NE
05/10/1994 - 07/13/1995
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
07/02/1993 - 07/29/1993
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BOTH
Issued 10/06/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/25/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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