Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Thompson is a financial advisor at On Investment Management Co. with over 30 years of experience in the financial services industry. Robert is a Registered Representative with FINRA, and an Investment Advisor Representative in Colorado, Ohio and Texas. Robert has a Series 63, Series 65, Series 7, Series 1, and Series 24 license. Robert offers financial planning, selection of other advisors, and portfolio management for individuals. Robert provides these services to high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Robert has previously worked at United Planners' Financial Services of America A Limited Partner, J.W. COLE FINANCIAL, INC., Walnut Street Securities, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Morningstar investment services llc, sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/09/2015 - Present
ON Investment Management Co. (HOUSTON TX)
TX
08/15/2013 - 12/31/2014
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (HOUSTON TX)
TX
05/31/2011 - 08/16/2013
J.W. COLE FINANCIAL, INC. (HOUSTON TX)
TX
07/11/1990 - 06/02/2011
WALNUT STREET SECURITIES, INC. (HOUSTON TX)
NY
03/24/1987 - 06/20/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/24/1987 - 06/20/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
10/20/1980 - 06/14/1984
EQUICO SECURITIES, INC.
NA
08/14/1980 - 06/14/1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 08/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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