Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Romeo is an investment advisor representative at Wealth Advisors Network, Inc. Robert is based in Buffalo, New York and has been in the industry since 1984. Robert is registered with FINRA and has passed the Series 6, 7, 26, 63, and 65 exams. Robert has been associated with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, OBS BROKERAGE SERVICES, INC., LPL FINANCIAL LLC, UVEST FINANCIAL SERVICES GROUP, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., M&T SECURITIES, INC., AEGON USA SECURITIES INC., CITICORP INVESTMENT SERVICES, CITICORP FINANCIAL SERVICES,INC., CUNA BROKERAGE SERVICES, INC., INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION, and FIRST INVESTORS CORPORATION in the past. Robert also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees from third party money manager
1
2
NY
07/14/2022 - Present
Wealth Advisors Network, Inc. (Buffalo NY)
NY
06/25/2014 - 03/14/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (AMHERST NY)
NY
12/11/2013 - 04/22/2014
CETERA INVESTMENT SERVICES LLC (CHEEKTOWAGA NY)
NY
09/20/2012 - 12/10/2013
OBS BROKERAGE SERVICES, INC. (CHEEKTOWAGA NY)
NY
06/14/2010 - 09/08/2012
LPL FINANCIAL LLC (LOCKPORT NY)
NY
01/19/2006 - 06/21/2010
UVEST FINANCIAL SERVICES GROUP, INC. (LOCKPORT NY)
MA
10/20/2004 - 12/16/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/01/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MD
03/03/1997 - 07/25/2002
M&T SECURITIES, INC. (BALTIMORE MD)
IA
11/24/1993 - 01/31/1997
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
NY
04/08/1992 - 11/04/1993
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
04/08/1992 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
IA
03/11/1988 - 01/24/1992
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
10/26/1987 - 03/19/1988
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION
NA
06/13/1983 - 09/24/1987
FIRST INVESTORS CORPORATION
IA
Issued 10/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/1984
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1992
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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