Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Wolfe is a financial advisor with Houlihan Lokey Capital, Inc. Robert has been in the industry since December 2, 2011. Robert holds the Series 63, SIE and Series 79 licenses. Robert is registered with the state of Florida. Robert was previously employed by Raymond James & Associates, Inc. and Morgan Stanley & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/22/2021 - Present
Houlihan Lokey Capital, Inc. (MIAMI FL)
FL
05/13/2014 - 10/21/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
CA
09/01/2011 - 05/21/2014
MORGAN STANLEY & CO. LLC (MENLO PARK CA)
BC
Issued 12/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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