Unclaimed
Robert Johnson is a financial professional with over a decade of experience in the industry. Robert's career began at Fidelity Brokerage Services LLC in 2012. Robert has a strong foundation in securities and operations knowledge, having passed the Series 7, Series 63, and Series 99TO exams. Currently, Robert works with National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/24/2013 - Present
National Financial Services LLC (WESTLAKE TX)
TX
03/12/2012 - 10/22/2013
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 04/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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