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Robert Wayne Hulstedt

Pershing LLC

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About Robert Wayne Hulstedt

Robert Wayne Hulstedt is a financial advisor who has been in the industry since 1999. Robert is currently registered with Pershing LLC and Pershing Advisor Solutions LLC. Robert has a wide range of experience, including municipal securities, futures managed funds, and general securities. Robert holds the Series 7, Series 10, Series 9, Series 24, Series 31, and Series 52TO licenses, as well as the SIE exam. Robert is also registered in Florida and New Jersey.

Firm Information

Robert Hulstedt is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Hulstedt’s Registration & Firm History

FL

10/10/2016 - Present

Pershing LLC (LAKE MARY FL)

FL

11/17/2006 - 01/19/2016

PERSHING LLC (LAKE MARY FL)

FL

09/13/1999 - 11/02/2006

CHARLES SCHWAB & CO., INC. (ORLANDO FL)

NY

06/04/1999 - 07/27/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 06/17/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/11/2008

Series 24 - General Securities Principal Examination

BC

Issued 08/15/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/08/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/31/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 06/03/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Wayne Hulstedt.
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