Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Wayne Borek is a financial advisor with over 40 years of experience in the industry. Robert has a wide range of experience, having worked with firms such as Northwestern Mutual Investment Services, LLC, Robert W. Baird & Co. Incorporated, MONY Sales, Inc., and The Mutual Life Insurance Company of New York. Robert is currently registered with LPL Financial LLC. Robert holds several licenses and designations, including Series 6, 7, 8, 22, 24, 53, 63, and 65. Robert is a licensed securities professional in 22 states. Robert specializes in financial planning, portfolio management for individuals and businesses, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
10/03/2017 - Present
LPL Financial LLC (HONOLULU HI)
WI
02/14/1982 - 09/06/2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
03/18/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
08/13/1979 - 08/07/1981
MONY SALES, INC.
NA
08/13/1979 - 08/07/1981
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
IA
Issued 07/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/19/1994
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1995
Series 7 - General Securities Representative Examination
BC
Issued 11/13/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/15/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/04/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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