Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Bagby has been in the financial services industry since April 27, 1989. Robert Bagby is currently registered with BFC Planning, Inc. Robert Bagby is also registered with the state of Missouri. Robert Bagby is a Registered Representative, Investment Adviser Representative. Robert Bagby has passed the Series 6, Series 7, Series 24, Series 63, and Series 65 exams. Robert Bagby is also associated with the Prudential Insurance Company of America and Pruco Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
IA
01/14/2014 - Present
BFC Planning, Inc. (CEDAR RAPIDS IA)
OH
11/13/1996 - 03/31/2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. (BRYAN OH)
FL
10/22/1996 - 11/27/1996
INVESTACORP, INC. (MIAMI FL)
NY
08/04/1994 - 10/24/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/31/1989 - 07/06/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/31/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 10/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1994
Series 7 - General Securities Representative Examination
BC
Issued 03/29/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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