Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Warren Phinney is a financial advisor with over 29 years of experience in the industry. Robert is currently registered with Raymond James & Associates, Inc. and has held previous positions at Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, PaineWebber Incorporated and Kidder, Peabody & Co. Incorporated. Robert is licensed to provide advisory services in multiple states and holds several industry licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
02/12/2016 - Present
Raymond James & Associates, Inc. (HINGHAM MA)
MA
06/01/2009 - 06/03/2016
MORGAN STANLEY (BOSTON MA)
MA
03/16/2006 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
NY
03/04/2003 - 03/16/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/13/2001 - 03/11/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/15/1998 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NJ
01/28/1995 - 09/23/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/18/1993 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 02/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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