Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Wardlaw is a financial professional with over six years of experience in the securities industry. Robert is currently registered with Natwest Markets Securities Inc. in Connecticut. Robert has passed several industry exams, including Series 3, 7, 24, 4, 63, SIE, and 99TO. Robert has previously been registered with National Bank of Canada Financial Inc., CIBC World Markets Corp., and RBS Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
01/04/2022 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
04/08/2021 - 12/20/2021
NATIONAL BANK OF CANADA FINANCIAL INC. (NEW YORK NY)
NY
04/21/2016 - 04/05/2021
CIBC WORLD MARKETS CORP. (NEW YORK NY)
CT
01/01/2016 - 04/18/2016
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 01/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2016
Series 4 - Registered Options Principal Examination
BC
Issued 04/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2009
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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