Unclaimed
Robert Walter Taylor is a registered representative with Lucid Capital Markets, LLC. Robert has been in the industry since 1998. Robert is licensed to sell securities in Connecticut and New York. Robert holds FINRA Series 7, 55, 57TO, and SIE licenses. Robert is also licensed as a Series 63 agent in both states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/27/2015 - Present
Lucid Capital Markets, LLC (New York NY)
NY
02/23/2015 - 05/04/2015
RAVEN SECURITIES CORP. (NEW YORK NY)
NY
11/05/1996 - 03/08/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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