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Robert Walter Hock

Planned Financial Programs, Inc.

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About Robert Walter Hock

Robert Walter Hock is a financial professional with over 30 years of experience in the financial services industry. Robert has a wide range of experience in financial planning and investments. Robert is currently registered with Planned Financial Programs, Inc. in Melville, NY. Previously, Robert was registered with Lincoln Investment in Hopewell Junction, NY.

Firm Information

Robert Hock is currently registered with Planned Financial Programs, Inc.. Planned Financial Programs, Inc. is a corporation approved in 1991. It is registered in Florida, New Jersey and New York. The firm has one approved SEC registration. There is one regulatory event on record for this firm.

Not reported

Assets Under Management

Not reported

Total Clients

3

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Hock’s Registration & Firm History

NY

12/14/2017 - Present

Planned Financial Programs, Inc. (MELVILLE NY)

NY

08/02/2010 - 01/05/2016

LINCOLN INVESTMENT (HOPEWELL JUNCTION NY)

NY

02/15/2005 - 08/02/2010

GREAT AMERICAN ADVISORS, INC. (HOPEWELL JUNCTION NY)

IL

11/26/1990 - 02/15/2005

PMG SECURITIES CORPORATION (ELGIN IL)

NY

12/16/1988 - 10/14/1989

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/04/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/02/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/27/1996

Series 27 - Financial and Operations Principal Examination

BC

Issued 11/08/1991

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/24/1991

Series 4 - Registered Options Principal Examination

BC

Issued 02/15/1991

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 09/29/1990

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1989

Series 7 - General Securities Representative Examination

BC

Issued 12/15/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Walter Hock.
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